Installation Instructions for Hot Fix P31001

HP-UX IPF

Hot fix P31001 addresses the issue(s) in SAS Anti-Money Laundering 6.1_M1 as documented in the Issue(s) Addressed section of the hot fix download page:

http://ftp.sas.com/techsup/download/hotfix/HF2/P31.html#P31001

P31001 is a "container" hot fix that contains the following "member" hot fixes which will update the software components as needed.

P33001  updates  SAS Anti-Money Laundering Investigation Mid-Tier 6.1_M1
P37001  updates  SAS Compliance Solutions Mid-Tier 6.1_M1
P32001  updates  SAS Compliance Solutions Server 6.1_M1
P35001  updates  SAS Customer Due Diligence Mid-Tier 6.1_M1
P36001  updates  SAS Peer Group Analysis Server 6.1_M1

Before applying this hot fix, follow the instructions in SAS Note 35968 to generate a SAS Deployment Registry report, then verify that the appropriate product releases are installed on your system. The release number information in the Registry report should match the 'member' release number information provided above for the software components installed on each machine in your deployment.

The hot fix downloaded, P31001hx.zip, includes the updates required for all components listed above on all applicable operating systems. To apply this hot fix on multiple machines, you can either save P31001hx.zip on each machine or save it in a network location that is accessible to all machines.

Do NOT extract the contents of P31001hx.zip. The hot fix installation process will extract the contents as needed.

IMPORTANT NOTES

1. Files delivered in this hot fix will be backed up during the installation process. However, it is good general practice to back up your system before applying updates to software.

2. You must have Administrator Privileges on your CLIENT or SERVER machine.

3. All currently active SAS sessions, daemons, spawners and servers must be terminated before applying this hot fix.

4. This hot fix should be installed using the same userid who performed the initial software installation.

INSTALLATION

The hot fix will be applied using the SAS Deployment Manager (SDM). By default, the SDM will search in the <SASHOME>/InstallMisc/HotFixes/New directory for hot fixes to be applied, but will also prompt for a location if you have downloaded hot fixes to a different directory.

After downloading P31001hx.zip, follow the instructions for applying hot fixes in the SAS Deployment Wizard and SAS Deployment Manager 9.4: User’s Guide.

The hot fix installation process generates the log file

<!SASHOME>/InstallMisc/InstallLogs/IT_date-and-time-stamp.log

Postexec log files are created after the installation is completed and identifies the files that were added, backed up, changed and removed. These log files include the ‘member’ hot fix id in the name of the file and are also written to the <!SASHOME>/InstallMisc/InstallLogs directory. There is one postexec log for each ‘member’ hot fix applied (member hot fixes are listed at the top of these instructions).

The content of this hot fix is listed in the hot fix manifest.

POST-INSTALLATION INSTRUCTIONS

Important Note:

For ease of completion of post-installation tasks, you can export the following:

export SASHOME=/install/SASHome This should be the path that SAS was installed to.
export SASCONFIG=/install/config/Lev1 This should be the path that SAS was deployed/configured to.

export FCFROOT=$SASCONFIG/Applications/SASFinancialCrimesFoundation6.1
export FCFMIDROOT=$SASCONFIG/Web/Applications/SASFinancialCrimesFoundation6.1
export AMLMIDROOT=$SASCONFIG/Web/Applications/SASAntiMoneyLaundering6.1
export CDDMIDROOT=$SASCONFIG/Web/Applications/SASCustomerDueDiligence6.1
export PGAROOT=$SASCONFIG/Applications/SASPeerGroupAnalysis6.1

P33001  updates  SAS Anti-Money Laundering Investigation Mid-Tier 6.1_M1
P37001  updates  SAS Compliance Solutions Mid-Tier 6.1_M1
P32001  updates  SAS Compliance Solutions Server 6.1_M1
P35001  updates  SAS Customer Due Diligence Mid-Tier 6.1_M1
P36001  updates  SAS Peer Group Analysis Server 6.1_M1

P33001  updates  SAS Anti-Money Laundering Investigation Mid-Tier 6.1_M1

Copy the following files from $SASHOME/SASAntiMoneyLaunderingInvestigationMidTier/6.1 to $AMLMIDROOT/install/uidef, removing the ‘.orig’ extension:

Config/uidef/aml-manual-alert-01.xml.orig
Config/uidef/aml-manual-risk-assessment-01.xml.orig
Config/uidef/aml-risk-assessment-details-01.xml.orig

@aml.software.component.name@=AntiMoneyLaund Mid 6.1
@war.context.name@=SASFinancialCrimesFdnMid

P37001  updates  SAS Compliance Solutions Mid-Tier 6.1_M1

Copy the following files from $SASHOME/SASFinancialCrimesFoundationMidTier/6.1 to $FCFMIDROOT/install/uidef, removing the ‘.orig’ extension:

Config/uidef/fcf-sa-header-01.xml.orig
Config/uidef/fcf-sa-scenario-01.xml.orig

@fcf.software.component.name@
=Financial Crimes Fdn Mid 6.1
@aml.software.component.name@
=AntiMoneyLaund Mid 6.1
@aml.dav.path@
=Products/SASAntiMoneyLaundering
@segment_id@
=FCFBU1

P32001  updates  SAS Compliance Solutions Server 6.1_M1

Copy the following files from <SASHOME>/SASFoundation/9.4 to $FCFROOT/custom/source:

samples/antimnycmn/fcf_agp.sas
samples/antimnycmn/fcf_iem_close_dimension_rels.sas
samples/antimnycmn/fcf_iem_fb_alerts_risks.sas
samples/antimnycmn/fcf_iem_fb_man_alerts_risks.sas
samples/antimnycmn/fcf_iem_fb_party.sas
samples/antimnycmn/fcf_iem_load_alert_rels.sas
samples/antimnycmn/fcf_iem_load_dimension_rels.sas
samples/antimnycmn/fcf_iem_load_risk_rels.sas
samples/antimnycmn/fcf_iem_update_account.sas
samples/antimnycmn/fcf_iem_update_associate.sas
samples/antimnycmn/fcf_iem_update_household.sas
samples/antimnycmn/fcf_iem_update_party.sas
samples/antimnycmn/fcf_iem_update_subject.sas
samples/antimnycmn/fcf_sa_get_file_from_dav_server.sas

On the last file, $FCFROOT/custom/source/fcf_sa_get_file_from_dav_server.sas, replace the token @authdomain@ with the default authentication domain selected at configuration time (usually, DefaultAuth).

Copy the following files from <SASHOME>/SASFoundation/9.4 to $FCFROOT/sasstp, removing the ‘.orig’ extension from each:

sasstp/antimnycmn/fcf_sa_export_sp.sas.orig
sasstp/antimnycmn/fcf_sa_import_sp.sas.orig
sasstp/antimnycmn/fcf_sa_test_scenarios_sp.sas.orig
sasstp/antimnycmn/fcf_sa_update_fcf_tables_sp.sas.orig

Make the following token substitutions in those files. Be sure to fully expand any environment variables like SASHOME and SASCONFIG:

@ecm.autoexec.path@
=$SASCONFIG/Applications/SASEnterpriseCaseManagement/6.1/Source/control/ecm_autoexec.sas
@aml.autoexec.path@
=$SASCONFIG/Applications/SASAntiMoneyLaundering6.1/custom/config/autoexec.sas
@hpaml.autoexec.path@
=$SASCONFIG/Applications/SASHighPerformanceAntiMoneyLaundering/6.1/custom/config/autoexec.sas
@aml.dav.path@
=Products/SASAntiMoneyLaundering
@authdomain@
=DefaultAuth

P35001  updates  SAS Customer Due Diligence Mid-Tier 6.1_M1

Copy the following files from $SASHOME/SASCustomerDueDiligenceMidTier/6.1 to $CDDMIDROOT/install/uidef, removing the ‘.orig’ extension:

Config/uidef/cdd-case-details-01.xml.orig

@cdd.software.component.name@=Cust Due Diligence Mid-Tier 6.1
@war.context.name@=SASFinancialCrimesFdnMid
@segment_id@=FCFBU1

P36001  updates  SAS Peer Group Analysis Server 6.1_M1

Copy the following files from $SASHOME/SASFoundation/9.4 to $PGAROOT/sasstp, removing the ‘.orig’ extension:

sasstp/pgamva/pga_get_alert_details_sp.sas.orig

@ecm.autoexec.path@
=$SASCONFIG/Applications/SASEnterpriseCaseManagement/6.1/Source/control/ecm_autoexec.sas
@pga.autoexec.path@
=$SASCONFIG/Applications/SASPeerGroupAnalysis6.1/custom/config/autoexec.sas

Follow steps below to complete deployment of this hot fix:

This hot fix requires that the WebApps be rebuilt and redeployed. Use the following steps to perform this post-installation task:

Step 1: Re-build Web Applications

In order for this step to execute correctly, the Metadata Server must be running.

1.1 Invoke the SAS Deployment Manager 9.4

From the SASDeploymentManager directory launch sasdm.sh.
SAS Deployment Manager is installed in the following default location:

<SASHOME>/SASDeploymentManager/9.4

1.2 Select a language in the Choose Language box

1.3 Select Rebuild Web Applications

1.4 Select Configuration Directory or Enter the Configuration Directory and Level that needs to be updated

1.5 Specify Connection Information, including the sasadm User ID and Password

1.6 Select the following WebApps:

SAS Financial Crimes Fdn Mid 6.1

1.7 Verify the information on the Summary screen and select Start

1.8 Select Finish when the deployment is complete

This process will update the ear files in <SASCONFIGDIR>/Web/Staging.
A backup of the original ear files will be placed in the directory below:

<SASCONFIGDIR>/Web/Staging/Backup

Step 2: Re-deploy Web Applications

Re-deploy the web applications based on the instructions for the web application server you are using.

After rebuilding the web applications, start all servers. Wait until they are running, then complete the followings steps:

1. Log into the SAS Enterprise Case Management application as an administrator user:

2. Open the Administration->UI Definitions menu.

3. Upload the following files:

   $AMLMIDROOT/install/uidef/aml-manual-alert-01.xml
   $AMLMIDROOT/install/uidef/aml-manual-risk-assessment-01.xml
   $AMLMIDROOT/install/uidef/aml-risk-assessment-details-01.xml
   $CDDMIDROOT/install/uidef/cdd-case-details-01.xml
   $FCFMIDROOT/install/uidef/fcf-sa-header-01.xml
   $FCFMIDROOT/install/uidef/fcf-sa-scenario-01.xml

4. Choose the Administration->Clear Cache menu item.

5. Log out of the application and reconnect.

   Note: when uploading cdd-case-details-01.xml, two warning messages appear:

   1. Field “CASE.CASE_ID” is required by the data model but marked “readonly” in the screen definition.
   2. Field “CASE.REGULATORY_RPT_RQD_FLG” is required by the data model but marked “readonly” in the screen definition.